1. SEC 17a-4
2. SEC 17 CFR Part 210
3. Sarbanes-Oxley Act (SOX)
4. HIPAA 健康保險可攜性及責任法 (Health Insurance Portability and Accountability Act, HIPAA)
5. J-SOX (日本版SOX法案)
6. NASD 3010
7. 21 CFR Part 11條款
8. 資通安全管理法