法规遵从

相关法规

1. SEC 17a-4

2. SEC 17 CFR Part 210

3. Sarbanes-Oxley Act (SOX)

4. HIPAA 健康保险可移植性及责任法 (Health Insurance Portability and Accountability Act, HIPAA)

5. J-SOX (日本版SOX法案)

6. NASD 3010

7. 21 CFR Part 11条款